Page 1 of Pages

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FRuPQ38dBIQoLAv9PHsWw+XiAPwNlLHbzbgvidw7WI7IAJpfVzsf+g3Gau/dDZI/ A4Ee3QV2whCD5tu+g5csXA== 0000095301-02-000015.txt : 20020415 0000095301-02-000015.hdr.sgml : 20020415 ACCESSION NUMBER: 0000095301-02-000015 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020408 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUA CORP /DE/ CENTRAL INDEX KEY: 0000095301 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 131885030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-09976 FILM NUMBER: 02604997 BUSINESS ADDRESS: STREET 1: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: SUN CHEMICAL CORP DATE OF NAME CHANGE: 19870521 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL PRINTING INK CORP DATE OF NAME CHANGE: 19710510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALEXANDER NORMAN E/ CENTRAL INDEX KEY: 0001015725 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SEQUA CORP STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2127013685 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 SC 13D/A 1 classa.htm SCHEDULE 13D/A Page 1 of Pages

Page 1 of 5 Pages

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 5)*

SEQUA CORPORATION

--------------------------------------------------------------------------------

(Name of Issuer)

Class A Common Stock, no par value

--------------------------------------------------------------------------------

(Title of Class of Securities)

81732 010

--------------------------------------------------------------------------------

(CUSIP Number)

Mr. Norman E. Alexander

c/o Sequa Corporation

200 Park Avenue, New York, NY 10166

--------------------------------------------------------------------------------

(Name, Address and Telephone Number of Person Authorized to

Receive Notices and Communications)

March 27, 2002

--------------------------------------------------------------------------------

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report

the acquisition which is the subject of this Schedule 13D, and is filing this

schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|.

Check the following box if a fee is being paid with the statement |_|. (A fee is

not required only if the reporting person: (1) has a previous statement on file

reporting beneficial ownership of more than five percent of the class of

securities described in Item 1; and (2) has filed no amendment subsequent

thereto reporting beneficial ownership of five percent or less of such class.)

(See Rule 13d-7.)

Note: Six copies of this statement, including all exhibits, should be filed with

the Commission. See Rule 13d-1(a) for other parties to whom copies are to be

sent.

*The remainder of this cover page shall be filled out for a reporting person's

initial filing on this form with respect to the subject class of securities, and

for any subsequent amendment containing information which would alter

disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed

to be "filed" for the purpose of Section 18 of the Securities Exchange Act of

1934 ("Act") or otherwise subject to the liabilities of that section of the Act

but shall be subject to all other provisions of the Act (however, see the

Notes).

SCHEDULE 13D

CUSIP No. 81732 010 Page 2 of 5 Pages

------------------------------------------------------------------------------

1 NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Norman E. Alexander

SSN ###-##-####

-------------------------------------------------------------------------------

2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |X|

(b) | |

-------------------------------------------------------------------------------

3 SEC USE ONLY

-------------------------------------------------------------------------------

4 SOURCE OF FUNDS*

-------------------------------------------------------------------------------

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO

ITEMS 2(d) or 2(e) |_|

-------------------------------------------------------------------------------

6 CITIZENSHIP OR PLACE OF ORGANIZATION

U.S.

-------------------------------------------------------------------------------

NUMBER OF	7)	SOLE VOTING POWER
SHARES		3,651,062
BENEFICIALLY
OWNED BY	8)	SHARED VOTING POWER
EACH		472,823
REPORTING
PERSON	9)	SOLE DISPOSITIVE POWER
WITH		3,651,062

	10)	SHARED DISPOSITIVE POWER
		472,823

-------------------------------------------------------------------------------

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

4,123,885

-------------------------------------------------------------------------------

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN

SHARES* |_|

-------------------------------------------------------------------------------

13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

45.8%

-------------------------------------------------------------------------------

14 TYPE OF REPORTING PERSON*

-------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT!

INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7

(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.

SCHEDULE 13D

CUSIP No. 81732 020 Page 3 of 5 Pages

------------------------------------------------------------------------------

1 NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

42 New Street Inc.

I.R.S. Id. No. 13-1861794

-------------------------------------------------------------------------------

2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |X|

(b) | |

-------------------------------------------------------------------------------

3 SEC USE ONLY

-------------------------------------------------------------------------------

4 SOURCE OF FUNDS*

-------------------------------------------------------------------------------

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO

ITEMS 2(d) or 2(e) |_|

-------------------------------------------------------------------------------

6 CITIZENSHIP OR PLACE OF ORGANIZATION

New York

-------------------------------------------------------------------------------

7 SOLE VOTING POWER

45,000

-------------------------------------------------------------------------------

8 SHARED VOTING POWER

None

-------------------------------------------------------------------------------

9 SOLE DISPOSITIVE POWER

45,000

-------------------------------------------------------------------------------

10 SHARED DISPOSITIVE POWER

None

-------------------------------------------------------------------------------

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

45,000

-------------------------------------------------------------------------------

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN

SHARES* |_|

-------------------------------------------------------------------------------

13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

1.4%

-------------------------------------------------------------------------------

14 TYPE OF REPORTING PERSON*

-------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT!

INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7

(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.

SCHEDULE 13D

CUSIP No. 81732 010 Page 4 of 5 Pages

The Schedule 13D Statement previously filed with the Securities and Exchange Commission by Norman E. Alexander and the following corporations which are directly or indirectly wholly-owned by Mr. Alexander: Fifty Broad Street, Inc. ("Fifty Broad"), a New York corporation; Forfed Corporation ("Forfed"), a Delaware corporation; 42 New Street, Inc. ("42 New"), a New York corporation; Galleon Syndicate Corporation ("Galleon"), a New York corporation; and Youandi Corporation ("Youandi"), a New York corporation (the "Corporations") with respect to Sequa Corporation Class A Common Stock (the "Class A Shares") is amended by the following information.

Item 5. Interest in Securities of the Issuer

------- ------------------------------------

(a) As of the date of this filing Mr. Alexander, individually, through the Corporations and through a grantor retained annuity trust (the "Trust") beneficially owns an aggregate of 2,179,141 Class A Shares, which is approximately 30.8% of the Class A Shares outstanding. If all of the Class B Common Stock beneficially owned by Mr. Alexander were converted to Class A Shares, then Mr. Alexander would own 4,123,885 Class A Shares which would be 45.7% of the Class A Shares then outstanding.

(b) On March 27, 2002 Mr. Alexander transferred 125,385 Class A Shares to the Trust, which is approximately 1.77% of the Class A Shares outstanding. Mr. Alexander also transferred 347,438 shares of Class B Common Stock of Sequa Corporation to the Trust, which are convertible into Class A Common Stock on a one-to-one basis. On April 30, 2001, Mr. Alexander transferred 1,275 Class A Shares to 42 New, which is less than 1% of the Class A Shares outstanding.

(d) Each of the above Corporations has the sole right to vote and dispose of all of its Class A Shares, but Mr. Alexander, by virtue of his ownership and positions with the Corporations, has the power to vote and to dispose of all of the Class A Shares owned by the Corporations. The Trust has the shared right to vote all of its Class A Shares, but Mr. Alexander retains the right to dispose of the Class A Shares in accordance with the terms of the Trust.

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

------- -------------------------------------------------------------------------

None

Item 7. Material to Be Filed as Exhibits

------- ---------------------------------

None

SIGNATURE

----------

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

FIFTY BROAD STREET

FORFED CORPORATION

42 NEW STREET INC.

YOUANDI CORPORATION

GALLEON SYNDICATE CORPORATION

/s/ Norman E. Alexander

--------------------------------

Norman E. Alexander

Individually and on behalf of

the above named Corporations

as President or Chairman

Dated: April 8, 2002

-----END PRIVACY-ENHANCED MESSAGE-----